News Worth Noting

Ferguson Wellman Ranked a “Top RIA” by Financial Advisor

Ferguson Wellman Capital Management has been named by Financial Advisor magazine as a top investment company. Financial Advisor named Ferguson Wellman 44th out of 203 U.S. firms in the $1 billion-and-over asset category of their RIA rankings. Ferguson Wellman is the highest-ranked firm headquartered in Portland, Oregon. The listing is created by tracking distcretionary and nondiscretionary assets under management according to each firm’s ADV.

“We are fortunate that our firm has consistently experienced growth, not only in clients and assets under management but also employees and breadth of investment offerings and services,” said Mark Kralj, principal. “We attribute much of our growth to the confidence and trust clients have in us as well as the professionals in accounting, estate planning and private banking who we work with on behalf of our shared clients.”

Founded in 1975, Ferguson Wellman Capital Management is a privately owned investment advisory firm, serving clients with investable assets starting at $3 million. As of 2015, the firm works with more than 700 clients and manages over $4 billion that comprises separately managed accounts for individuals and families; foundations and endowments; and corporate and Taft-Hartley plans. West Bearing Investments, a division of Ferguson Wellman, serves individuals and institutions with assets starting at $750,000. All company information listed above reflects 6/30/15 data.

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Ferguson Wellman Ranked Second on Portland Business Journal Money Management Firms List

Ferguson Wellman Capital Management is pleased to announce that the firm has been named by Portland Business Journal as a top money management firm in their 2015 Wealth Management and Financial Services Guide publication. Portland Business Journal ranked Ferguson Wellman second in Oregon and Southwest Washington on their list of 25 money management companies. The listing was created by calculating the total number of assets under management for Oregon and Clark County, Washington clients as of the second quarter of 2015.

“We are delighted to be honored by the Business Journal. However, what is of utmost importance to us is the trust our clients place in our firm. That means more than any award or ranking ever could,” said Jim Rudd, chief executive officer.

Ferguson Wellman Capital Management builds and manages customized investment portfolios of $3 million or more for individuals, families, foundations, endowments and corporate retirement plans. With a majority of the investment portfolios comprising individual securities, Ferguson Wellman’s team of in-house analysts make decisions regarding asset allocation, sector weights and security selection directly for our clients.

Founded in 1975, Ferguson Wellman is a privately owned registered investment advisor headquartered in the Pacific Northwest. With more than 640 clients in 36 states, the firm manages $4.2 billion. Ferguson Wellman also serves individuals and institutions through West Bearing Investments, a division that manages portfolios with investments of $750,000 or more. (data as of 6/30/15)

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Krys-Rusoff Appointed to Metro Exposition and Recreation Committee

Deidra Krys-Rusoff, senior vice president and portfolio manager,  has been appointed to the Metro Exposition and Recreation Commission (MERC). While new to the MERC, Krys-Rusoff is not new to Metro, having joined the Oregon Zoo Bond Citizens Oversight Committee in 2010, serving as vice chair and chair. MERC works to protect the public investment in three of Metro’s visitor venues: Oregon Convention Center, Portland Expo Center and Portland 5’s Centers for the Arts. Scott Robinson, Metro’s deputy chief operating officer, said Krys-Rusoff was an obvious choice for the position. “Deidra comes from the financial sector. She’s involved in bond markets, which has really helped our oversight committee. She is able to communicate the technical information to the rest of the committee in a way they can understand.”

“Deidra’s commitment to serve our community is very admirable and consistent with the value she brings to our clients and company every day. We are proud of her accomplishments and leadership,” said Jim Rudd, principal and chief executive officer of Ferguson Wellman.

 

Ferguson Wellman Capital Management Ranked 32 on Forbes Magazine’s Top 100 Wealth Managers List

PORTLAND, Ore. – May 1, 2015 – Ferguson Wellman Capital Management was named by Forbes Magazine as a top wealth management firm. This is the third year that Ferguson Wellman was represented on the Forbes list. Specifically, Forbes named Ferguson Wellman 32nd on the “Top 100 Wealth Managers” list. The data for the rankings is provided by RIA Database and is based on the total discretionary assets under management by year-end 2014. Ferguson Wellman is the only firm to be named in Oregon and one of three firms listed that is located in the Pacific Northwest.

“We appreciate this recognition from Forbes,” said Jim Rudd, principal and chief executive officer. “We are fortunate to experience annual growth in assets and new clients, and we appreciate the work of everyone in our company who is focused on seeking investment excellence and earning lifelong relationships.”

Founded in 1975, Ferguson Wellman Capital Management is a privately owned registered investment adviser that serves over 700 clients with assets starting at $3 million. The firm works with individuals and institutions in 36 states with a concentration of those clients in the West. Ferguson Wellman manages $4.3 billion comprising union and corporate retirement plans; endowments and foundations; and separately managed accounts for individuals and families. In 2013, West Bearing Investments was established, a division of Ferguson Wellman, that serves clients with assets starting at $750,000. All company information listed above reflects 3/31/15 data.

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Methodology From Forbes: Data for the Top Wealth Managers list is compiled by our partners at RIA Database. Candidate firms qualify based on both quantitative and qualitative criteria. This year we expanded the list to 100 firms, and ranked them by assets under management for year-end 2014, reported as of March 31, 2015. Members of the list must manage at least 50% of their assets on behalf of retail clients, can not run a broker-dealer (they can be affiliated with one), can not be a bank (trust companies are permitted), and must be performing wealth management services. Firms can not have had any regulatory, civil or criminal disclosures. The list looks beyond exclusively fee-only advisors because the RIA industry is evolving to incorporate more hybrid models as more representatives break away from broker-dealer models but carry along old business that includes some commission-based work.

http://www.RIADatabase.com.

“Forbes Top 100 Wealth Managers 2015” http://www.forbes.com/sites/steveschaefer/2015/05/01/top-wealth-managers-2015-investing-advice/

Note: Clicking on this link will take you to a third-party website. The information provided by this site is not endorsed or guaranteed by Ferguson Wellman. Clients should contact their portfolio manager with any questions about this topic. 

Faulkner Receives Award from Portland Business Journal

Faulkner Receives Award from Portland Business Journal

Mary Faulkner, senior vice president of branding and communications, was honored by Portland Business Journal as a 2015 Woman of Influence Orchid Award Winner. 

Oregon State University Honors Jim Rudd and Other Volunteers

Oregon State University Honors Jim Rudd and Other Volunteers

Four Oregon State University volunteer leaders who have played key roles in the university’s advancement will be honored at the Destination OSU awards banquet in Scottsdale, Arizona, on Friday, Feb. 20. Honorees are James H. Rudd of Lake Oswego; Suzanne Phelps McGrath and Bernard K. McGrath of Portland; and Harold Ashford of Bend.

Oregon Business Magazine Names Ferguson Wellman a Top Financial Planner/Money Manager in its 2015 Power Book

PORTLAND, Ore. – January 12, 2015 – Ferguson Wellman Capital Management is pleased to announce that the firm has been named by Oregon Business Magazine as a top financial planner/manager in their annual Power Book publication. Oregon Business Magazine ranked Ferguson Wellman third in the state on their list of 41 financial planning companies. The listing was created by calculating the total number of assets under management in Oregon.

“We are very flattered by this honor, but feel most satisfied that we have our clients’ confidence and trust. That is truly paramount to us,” said Jim Rudd, chief executive officer.

Ferguson Wellman Capital Management builds and manages customized investment portfolios of $3 million or more for individuals, families, foundations, endowments and corporate retirement plans. With a majority of the investment portfolios comprising individual securities, Ferguson Wellman’s team of in-house analysts make decisions regarding asset allocation, sector weights and security selection directly for our clients.

Founded in 1975, Ferguson Wellman is a privately owned registered investment advisor headquartered in the Pacific Northwest. With more than 706 clients in 36 states, the firm manages $4.1 billion. Ferguson Wellman also serves individuals and institutions through West Bearing Investments, a division that manages portfolios with investments of $750,000 or more. (data as of 12/31/15)

 

Financial Planning Magazine Names Ferguson Wellman Capital Management on Top Registered Investment Advisers List

PORTLAND, Ore. – January 1, 2015 – Ferguson Wellman Capital Management was recently informed that the firm was named by Financial Planning to their “Top 100 Registered Investment Advisers Firms” list as well as their “50 Fastest Growing RIA Firms.” The Financial Planning list has strict requirements, with the editors of the rankings excluding firms with broker-dealer and insurance company affiliations, as well as and large outside owners. This year they aimed to remove firms that sell commission-generating investments, such as annuities. The only companies on the list are organizations that provide true wealth management to more than 50 percent of their individual client base. The rankings were compiled with data from Form ADV filings as of September 24, 2014.

“Everyone at Ferguson Wellman is very gratified by our recent acknowledgement in Financial Planning. We appreciate being mentioned alongside our peers, but quite frankly what means the most to us is the trusting relationship that we continually earn with each client we serve,” said James H. Rudd, principal and chief executive officer.

Founded in 1975, Ferguson Wellman Capital Management is a privately owned registered investment adviser that serves over 700 clients with assets starting at $3 million. The firm works with individuals and institutions in 36 states with a concentration of those clients in the West. Ferguson Wellman manages $4.1 billion that comprises union and corporate retirement plans; endowments and foundations; and separately managed accounts for individuals and families. In 2013, West Bearing Investments was established, a division of Ferguson Wellman, that serves clients with assets starting at $750,000. All company information listed above reflects 12/31/14 data.

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Methodology and Disclosure: Rankings compiled by data from Form ADV filings as of September 2014, less broker-dealer and insurance company affiliated advisers.

Rudd Named Oregon Consular Corps Dean

Rudd Named Oregon Consular Corps Dean

Oregon Consular Corps has elected James H. Rudd to serve as their dean for 2015. Rudd has served in the Corps as honorary consul for the country of Romania since 2004.

Ferguson Wellman Capital Management Recognized as One of Portland Business Journal’s Most Admired Companies

PORTLAND, Ore. – December 4, 2014 – Ferguson Wellman Capital Management is pleased to announce that the firm has been named by the Portland Business Journal as one of the Most Admired Companies. Of the twelve financial services companies listed in the top ten (one spot was a three-way tie), the firm was ranked fifth. This is the tenth consecutive year that the company has made this exclusive list. The list is compiled by surveying over 2,600 CEOs across the state of Oregon and southwest Washington. The CEOs were asked to select three companies they most admired in eight industries. They were also asked to rate the two companies they selected in each category on the following attributes: (1) innovation (2) quality of services or products (3) community involvement and (4) quality of management and (5) branding and marketing.

“We are thrilled to have been selected, along with many other companies that we respect and admire throughout this great state,” said Steve Holwerda, CFA, chief operating officer and principal.

Founded in 1975, Ferguson Wellman Capital Management is a privately owned investment advisory firm, established in the Pacific Northwest. With more than 690 clients, the firm manages $4.1 billion in assets that comprise union and corporate retirement plans; endowments and foundations; and individuals. (as of 9/30/14)

Ferguson Wellman Named a Leader in Corporate Philanthropy

PORTLAND, Ore. – September 23, 2014 – Ferguson Wellman Capital Management has been named by the Portland Business Journal as a leader in corporate philanthropy in Oregon and southwest Washington. Ferguson Wellman was ranked eighth in the medium-sized companies category at the Business Journal’s annual Corporate Philanthropy Awards luncheon. Company submission to the process included number of employees, amount of dollars contributed and number of volunteer hours completed in 2013.

“This is an honor and recognition shared by everyone in our firm. It is gratifying to join other like-minded companies that make this city a better place to live and work,” said Jim Rudd, principal and chief executive officer.

Founded in 1975, Ferguson Wellman Capital Management is a privately owned registered investment advisor, headquartered in the Pacific Northwest. With more than 670 clients in 35 states, the firm manages $4.1 billion. Ferguson Wellman also serves individuals and institutions through West Bearing Investments, a division that manages portfolios with investments of $750,000 or more. (data as of 6/30/14)

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InvestmentNews Names Ferguson Wellman Top RIA Firm in Oregon

PORTLAND, Ore. – September 9, 2014 – Ferguson Wellman Capital Management has been named the top registered investment advisory firm in the state of Oregon. For the top RIA list, InvestmentNews qualified the list of firms based on data firms listed in Form ADV to the Securities and Exchange Commission in 2014. Many criteria were considered for the listing. Among them were total assets under management and financial planning services. Also, neither the firm nor its representatives can be actively engaged in business as a representative of a broker-dealer.

“It is always gratifying to be mentioned alongside your peers when it comes to assets under management and percentage gained year-over-year. Equally important to us is the trusting relationships we have earned with each of our clients. After all, it is their assets that have allowed us to be mentioned in the first place,” said James H. Rudd, principal and chief executive officer.

Founded in 1975, Ferguson Wellman Capital Management is a privately owned registered investment adviser that serves over 650 clients with assets starting at $3 million. The firm works with individuals and institutions in 35 states with a concentration of those clients in the West. Ferguson Wellman manages $4 billion that comprises union and corporate retirement plans; endowments and foundations; and separately managed accounts for individuals and families. In 2013, West Bearing Investments was established, a division of Ferguson Wellman, that serves clients with assets starting at $750,000. All company information listed above reflects 6/30/14 data.

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Methodology: InvestmentNews qualified 1,442 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2014. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after Jan. 1 (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during the most recently completed fiscal year, (5) no more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Visit data.InvestmentNews.com/RIA for more complete profiles and financials.

Brad Houle Article in Portland Business Journal

Furgeson Wellman Brad Houle, CFA, executive vice president of research, recently authored a by-line article that was included in the Portland Business Journal’s 2014 Wealth Management and Financial Services Guide. This publication is sponsored annually by the CFA Society of Portland.

In the article, Houle states, “While bonds do not offer a compelling value at this point, they are a necessary component of many portfolios for both individual and institutional investors.” Houle is a member of Ferguson Wellman’s fixed income team and manages the firm’s REIT investment strategy.

Click here to read “A yield austerity; how not to get burned in the bond market.”

Disclosures

 

Jason Norris Discusses Microsoft Restructuring on KGW

Jason Norris, CFA, spoke with KGW’s Joe Smith to share his thoughts on the impact of Microsoft’s restructuring from an investor’s perspective.  Please click here to see the video.

Financial Times Ranks Ferguson Wellman Capital Management on Top Registered Investment Advisers List

PORTLAND, Ore. – July 1, 2014 – Ferguson Wellman Capital Management was recently informed that the firm was named by Financial Times to their inaugural “300 Top Registered Investment Advisers List”. The Financial Times compiled the list of RIA firms by soliciting applications from more than 2,000 independent RIA firms who had $300 million or more in assets. They judged the firms on six categories which resulted in a numeric score for each adviser. The areas they took into consideration included assets under management, growth of assets under management, number of years the firm has been in existence, the number and depth of industry certifications of staff, the SEC compliance record of the firm and accessibility of the firm online. According to Financial Times, only independent and elite firms were considered for this designation and the average firm listed on the 300 list manages more than $2.5 billion in assets under management and serves over 3,000+ clients.

“Everyone at Ferguson Wellman is very gratified by our recent acknowledgement in the Financial Times. We appreciate being mentioned alongside our peers, but quite frankly what means the most to us is the trusting relationship that we continually earn with each client we serve,” said James H. Rudd, principal and chief executive officer.

Founded in 1975, Ferguson Wellman Capital Management is a privately owned registered investment adviser that serves over 650 clients with assets starting at $3 million. The firm works with individuals and institutions in 35 states with a concentration of those clients in the West. Ferguson Wellman manages $3.9 billion that comprises union and corporate retirement plans; endowments and foundations; and separately managed accounts for individuals and families. In 2013, West Bearing Investments was established, a division of Ferguson Wellman, that serves clients with assets starting at $750,000. All company information listed above reflects 3/31/14 data.

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Methodology and Disclosure: The 2014 Financial Times Top 300 Registered Investment Advisors is an independent listing produced by the Financial Times (June, 2014). The Financial Times 300 is based on data gathered from RIA firms, regulatory disclosures, and the FT’s research. As identified by the Financial Times, the listing reflected each practice’s performance in six primary areas, including assets under management, asset growth, compliance record, years in existence, credentials and accessibility. Neither the RIA firms nor their employees pay a fee to The Financial Times in exchange for inclusion in the Financial Times 300.

InvestmentNews Magazine Names Ferguson Wellman to Largest RIA and Biggest Gainers Lists

PORTLAND, Ore. – June 24, 2014 – Ferguson Wellman Capital Management is pleased to announce that the firm has been named to the Largest Fee-Only RIAs list and the Biggest Gainers list in the recent RIA Rundown 2014 issue in the June issue of InvestmentNews magazine. Ferguson Wellman is ranked 38th and 22nd, respectively. For the Largest Fee-Only RIA list, InvestmentNews qualified the list of RIA firms based on the data the firms provided in Form ADV to the Securities and Exchange Commission in 2014. Many criteria were considered for the listing, among them the total of assets under management must be at least $100 million, firms must provide financial planning services and neither the firm nor its representatives may be actively engaged in business as a representative of a broker-dealer. The Biggest Gainers list was compiled by calculating the percentage of growth in total assets by the 50 largest fee-only RIAs. Ferguson Wellman is notably the only firm listed in the Pacific Northwest.

“While it is always gratifying to be mentioned alongside your peers when it comes to assets under management and percentage gained year over year – what is most important to us is the trusting relationships we have earned with each of our clients. After all, it is their assets that have allowed us to be mentioned in the first place,” said Jim Rudd, principal and chief executive officer.

Founded in 1975, Ferguson Wellman Capital Management is a privately owned registered investment adviser that serves over 650 clients with assets starting at $3 million. The firm works with individuals and institutions in 35 states with a concentration of those clients in the West. Ferguson Wellman manages $3.9 billion that comprises union and corporate retirement plans; endowments and foundations; and separately managed accounts for individuals and families. In 2013, West Bearing Investments was established, a division of Ferguson Wellman, that serves clients with assets starting at $750,000. All company information listed above reflects 3/31/14 data.

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Methodology:

InvestmentNews qualified 1,442 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2014. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after Jan. 1 (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during the most recently completed fiscal year, (5) no more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Regarding Biggest Gainers:

Rankings are based on unrounded figures and on the 50 largest fee-only RIAs. InvestmentNews qualified 1,442 firms headquartered in the United States based on data reported on Form ADV to the Securities and Exchange Commission as of May 1, 2014. To qualify, firms must have met the following criteria: (1) latest ADV filing date is either on or after Jan. 1 (2) total AUM is at least $100M, (3) does not have employees who are registered representatives of a broker-dealer, (4) provided investment advisory services to clients during the most recently completed fiscal year, (5) no more than 50% of regulatory assets under management is attributable to pooled investment vehicles (other than investment companies), (6) no more than 25% of amount of regulatory assets under management is attributable to pension and profit-sharing plans (but not the plan participants), (7) no more than 25% of amount of regulatory assets under management is attributable to corporations or other businesses, (8) does not receive commissions, (9) provides financial planning services, (10) is not actively engaged in business as a broker-dealer (registered or unregistered), (11) is not actively engaged in business as a registered representative of a broker-dealer, (12) has neither a related person who is a broker-dealer/municipal securities dealer/government securities broker or dealer (registered or unregistered) nor one who is an insurance company or agency.

Visit data.InvestmentNews.com/RIA for more complete profiles and financials.

Carkin, Faulkner and Krys-Rusoff Invited to Buy More Company Stock

PORTLAND, Ore. – June 10, 2014 – Ferguson Wellman Capital Management recently invited three professionals to purchase additional company shares. Tim Carkin, CAIA, CMT, Mary Faulkner and Deidra Krys-Rusoff accepted the offer, increasing their ownership stake in Ferguson Wellman. Carkin has been with the firm since 2003 and currently heads Ferguson Wellman’s trading and operations departments. Faulkner joined Ferguson Wellman in 2006 and leads the firm’s branding and communications efforts. Krys-Rusoff, who recently celebrated 10 years with Ferguson Wellman, oversees the firm’s municipal bond strategy for client portfolios.

“Tim, Mary and Deidra have all grown the positions they were in when they were first hired,” says Steve Holwerda, CFA, principal and chief operating officer. “We are a better company today because of what they have accomplished in their work.”

In addition to their responsibilities at Ferguson Wellman, these senior vice presidents serve in leadership roles with various organizations in the community. Krys-Rusoff chairs the Oregon Zoo Bond Oversight Committee and is a board member of the YMCA’s Southeast Regional Childcare Council. Faulkner chairs the Lone Fir Cemetery Foundation board, serves on the honorary council for Portland State’s Center for Women’s Leadership and is on the community outreach committee for All Saints School. Carkin is a board member of the Education Recreational Adventures and Oregon Council on Economic Education. He also chairs the Sherwood Budget Committee.

Founded in 1975, Ferguson Wellman Capital Management is a privately owned registered investment adviser that serves more than 650 clients with assets starting at $3 million. The firm works with individuals and institutions in 35 states with a concentration of those clients in the West. Ferguson Wellman manages $3.9 billion that comprises retirement plans; endowments and foundations; and separately managed accounts for individuals and families. In 2013, West Bearing Investments was established, a division of Ferguson Wellman, that manages investment portfolios starting at $750,000. All company information listed above reflects 3/31/14 data.

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Four More Professionals Receive Five Star Wealth Manager Designation

PORTLAND, Ore. – June 3, 2014 – For the fourth consecutive year, several Ferguson Wellman portfolio managers have been recognized as Five Star Wealth Managers by Portland Monthly magazine. Nathan Ayotte, CFP®, Ralph Cole, CFA, Helena Lankton and Jason Norris, CFA, were among the professionals honored. This adds to others in our firm who have been listed as Five Star Wealth Managers, including Dean Dordevic, Lori Flexer, CFA, Marc Fovinci, CFA, Steve Holwerda, CFA, George Hosfield, CFA, Mark Kralj, and Jim Rudd. The Five Star Wealth Manager distinction is a select award recognizing wealth managers that provide quality services to clients, with approximately 13 percent of the wealth managers in the greater Portland area earning this designation.

“We are very pleased that so many of our portfolio managers have been recognized by Portland Monthly and Five Star Professionals for this award,” said Jim Rudd, principal and chief executive officer. “This honor speaks to the investment expertise and experience these professionals bring to our clients.”

The Five Star Wealth Manager designation is based upon 10 objective eligibility and evaluation criteria, ranging from credentials to regulatory history to client retention, that are associated with wealth managers who provide quality service to their candidates. Candidates with “an established practice, good client relationships and a strong reputation” are nominated by peers and firms and verified against the criteria (source: Five Star Wealth Manager Award Program Summary and Research Methodology).

Founded in 1975, Ferguson Wellman Capital Management is a privately owned registered investment adviser that serves more than 650 clients with assets starting at $3 million. The firm works with individuals and institutions in 35 states with a concentration of those clients in the West. Ferguson Wellman manages $3.9 billion that comprises retirement plans; endowments and foundations; and separately managed accounts for individuals and families. In 2013, West Bearing Investments was established, a division of Ferguson Wellman, that manages investment portfolios starting at $750,000. All company information listed above reflects 3/31/14 data.

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The Five Star Wealth Manager award, administered by Crescendo Business Services, LLC (dba Five Star Professional), is based on 10 objective criteria: 1. Credentialed as a registered investment adviser or a registered investment adviser representative; 2. Active as a credentialed professional in the financial services industry for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined by Five Star Professional, the wealth manager has not: A. Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine; B. Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professional’s consumer complaint process; C. Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority; D. Filed for personal bankruptcy; E. Been convicted of a felony); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients; 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Educational and professional designations. Wealth managers do not pay a fee to be considered or awarded. Once awarded, wealth managers may purchase additional profile ad space or promotional products. The award methodology does not evaluate the quality of services provided and is not indicative of the winner’s future performance. 1,558 Portland wealth managers were considered for the award; 190 (13 percent of candidates) were named Five Star Wealth Managers.

Ferguson Wellman Capital Management Ranked 22 on Forbes Magazine’s Top 50 Wealth Managers List

Ferguson Wellman Capital Management Ranked 22 on Forbes Magazine’s Top 50 Wealth Managers List 

PORTLAND, Ore. – April 29, 2014 – Ferguson Wellman Capital Management was recently notified that the firm was named by Forbes Magazine as a top wealth management firm. This is the second year that Ferguson Wellman was represented on the Forbes list.

Specifically, Forbes named Ferguson Wellman 22nd on the “Top Fifty Wealth Managers” list. The data for the rankings is provided by RIA Database and is based on the total discretionary assets under management. The firm moved up from its previous position of 40th on the list in 2013.

“This is an honor earned by everyone at Ferguson Wellman. While it is always gratifying to be ranked highly among your peers – what is most meaningful to us is earning the confidence of clients who entrust us with their assets,” said Jim Rudd, principal and chief executive officer.

According to Forbes, the top 50 list represents 15 percent of the entire registered investment adviser (RIA) industry, collectively managing $224 billion in assets. Over the past five years, Forbes has worked closely with RIA Database to identify “true wealth management” criteria for its readers.

Founded in 1975, Ferguson Wellman Capital Management is a privately owned registered investment adviser that serves over 650 clients with assets starting at $3 million. The firm works with individuals and institutions in 35 states with a concentration of those clients in the West. Ferguson Wellman manages $3.9 billion that comprises union and corporate retirement plans; endowments and foundations; and separately managed accounts for individuals and families. In 2013, West Bearing Investments was established, a division of Ferguson Wellman, that serves clients with assets starting at $750,000. All company information listed above reflects 3/31/14 data.

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Methodology RIA Database compiled the 2013 FORBES Top Wealth Manager Ranking based on total assets under management as of March 31, 2014. Registered investment advisors (RIAs) were included if they provide wealth management services to high net worth individuals. RIAs were excluded if they own and/or manage a mutual fund, hedge fund or broker/dealer. Firms with regulatory, civil or criminal disclosures were also excluded. RIA Database is a Labworks, LLC company: http://www.RIADatabase.com.

“Forbes Top 50 Wealth Managers 2014”   http://www.forbes.com/top-50-wealth-managers/

Note: Clicking on this link will take you to a third-party website. The information provided by this site is not endorsed or guaranteed by Ferguson Wellman. Clients should contact their portfolio manager with any questions about this topic. 

Mark Kralj and Emily Kralj Highlighted in OSU Business School Magazine

In a recent article in The Exchange, the magazine of Oregon State University College of Business, we enjoyed seeing the Kralj family featured. Mark Kralj, principal, and his daughter, Emily Kralj, shared their experiences with Oregon State and the institution’s impact on their family and work. “Mark has a long and distinguished career of service and philanthropy to the entire university, in addition to the College of Business. We are very proud of Mark for his contributions to Oregon State University,” said Jim Rudd, principal and chief executive officer of Ferguson Wellman.

A Business Beaver Colony

The apple doesn’t fall far from the tree. Cut from the same cloth. Two peas in a pod. Just don’t tell lifelong Beaver Believers Mark Kralj (’77) and his daughter Emily Kralj (’09) that they are two birds of a feather.

While it wasn’t necessarily Emily’s plan to follow in her father’s footsteps, the duo’s parallel education and career paths have led them to the same building where Mark is a Principal at Ferguson Wellman Capital Management, and four floors below him Emily is a Senior Staff Accountant at Geffen Mesher & Company.

The Kralj family’s roots run deep at Oregon State, so it’s no surprise that Mark and Emily both found themselves here. Mark’s two older sisters went to Oregon State; so when it came time for him to choose a college, there was no other option. And while Emily considered going to college out east, the small-town feel and familiarity of Oregon State won in the end. Emily was indoctrinated into the Beaver lifestyle at a young age, growing up going to football games.

“I remember watching Oregon State beat #1 USC when I was 12 or 13,” she recalled, “and everyone rushed on to the field, and I was like, “I want to do that! That looks like so much fun!”

Neither Mark nor Emily came to Oregon State to study business, but it was the College of Business faculty that heavily inspired, influenced and changed the direction of both their career paths. Mark started out studying forestry, and while minoring in business he took his first accounting class with Professor Mary Ellen Phillips.

“I had never considered accounting,” said Mark, “but in taking that class as part of my minor, I realized it was my calling.” Little did he know at the time, but history would repeat itself 33 years later.

Emily started out majoring in engineering, and when she realized it wasn’t a good fit, she took her first accounting class with Professor Amy Bourne. Again, it was in this first introduction to accounting that Emily found her true passion and shifted her studies to business.

If measured by Mark and Emily’s success, one can safely say the switch in majors was a wise decision.

Mark has been with Ferguson Wellman for 24 years, and has been instrumental in growing the company’s assets from $380 million to $3.75 billion in that time. He also remains heavily involved in giving back – among numerous volunteer positions, including as an OSU trustee.

“I can’t really say enough about the good things that have occurred in my life because of Oregon State, and because of that I’m thrilled to be a part of the foundation, and to be there to create opportunities for the students of today,” Mark said.

Emily has been with Geffen Mesher & Company since she graduated in 2009, and focuses on tax accounting and business consulting. Wholeheartedly agreeing with her dad’s sentiments, Emily appreciates the role Oregon State has played for her family. “I don’t think our family would have gotten to where we are without Oregon State,” she said, “because it’s always been such a foundation.”