[{"data":1,"prerenderedAt":22},["ShallowReactive",2],{"gql:data:zNt7tC98bW5XFqdzzSPmMI-pzQOW5fnW46hGxX_0v1A":3},{"regulatoryFilingsPage":4},{"title":5,"lastUpdateDate":6,"body":7,"derivedSeoDescription":8,"derivedSeoTitle":9,"derivedSocialMediaDescription":8,"derivedSocialMediaImage":10,"derivedSocialMediaTitle":9},"Regulatory Filings and Disclosures","April 14, 2026","## Act with uncompromising ethics and reliability\r\nThis core value for our firm may be the most important for our employees. In our 2025 client survey, both individuals and institutional clients ranked, “trust and integrity – knowing they have my best interest in mind,” as the most important attribute or quality in an investment adviser.**\r\n\r\nOn this page, you will find a myriad of resources that are designed to provide transparent and accurate information about our firm’s operations and offerings. \r\n\r\n*2025 Ferguson Wellman and West Bearing client survey sent to 2,503 individuals and institutions and we received 343 responses.\r\n\r\nThese client experiences may not be representative of the experience of all clients and is not a guarantee of future performance or success.\r\n \r\n## Compliance\r\nCompliance officers are a critical component to fostering integrity and trust between our clients and employees. Our compliance team reports to our managing director because the nature of compliance affects every aspect of our firm. One of their most important objectives as a team is to foster a culture of compliance, meaning that in everything we do, we think of our clients’ best interest first. We always strive to act ethically and with full transparency. \r\n\r\n### Meet Our Compliance Officer\r\n[Ezra Kover, IACCP®](/team/ezra-kover/)\r\n\r\n## SEC Regulatory Filings\r\nThe Securities and Exchange Commission (SEC) is an independent federal regulatory agency with a range of responsibilities that include overseeing the stock market, enforcing federal securities laws and most important … protecting investors and their capital. The SEC mandates registered investment advisers (RIAs) to submit various regulatory filings. This link will take you to more information about the history of the SEC. Below you will find four of those important documents that we update annually.\r\n\r\n[Form ADV Part 1](/content/form-adv-part-1)\r\nRequired data about our business, ownership, clients, business practices, affiliations and any disciplinary events*\r\n\r\n[Form ADV Part 2A](/content/form-adv-part-2a)\r\nNarrative brochure that includes 18 disclosure items and summary of material changes  \r\n\r\n[Form ADV Part 2B](/content/adv-part-2b)\r\nInformation about specific individuals who provide investment advice at our firm*\r\n\r\n[Form ADV Part 3 (Form CRS)](/content/crs)\r\nRelationship summary that provides a “retail” investor with succinct information about us that can be compared to other investment advisers* \r\n\r\n## Global Investment Performance Standards (GIPS®) \r\n\r\nDeveloped by CFA Institute, the Global Investment Performance Standards (GIPS®) are a set of voluntary ethical standards used by investment management firms worldwide. GIPS promotes the fair representation and full disclosure of investment performance, enabling prospective and existing clients to evaluate performance data on a consistent and transparent basis. While GIPS compliance is not required by the SEC, firms that claim compliance demonstrate a commitment to industry-recognized standards for performance reporting. This helps investors make more informed comparisons among investment advisers and their investment results\r\n\r\nTo receive a copy of our most recent performance, contact [info@fergwell.com](mailto:info@fergwell.com)\r\n\r\n## Our Privacy Notice \r\nOur compliance and information technology teams are committed to the responsible management, use and protection of our clients’ personal information and data. Our privacy notice describes how we collect, use and safeguard any information provided to our firm. \r\n\r\n[Privacy Notice](/privacy/)",null,"Regulatory Filings and Disclosures | Ferguson Wellman",{"id":11,"alt":12,"caption":8,"assetUrl":13,"assetUrlXs":14,"assetUrlSm":15,"assetUrlMd":16,"assetUrlLg":17,"assetUrlXl":18,"assetUrlXxl":19,"width":20,"height":21},"6","Ferguson Wellman Logo","https://www.fergusonwellman.com/system/uploads/fae/image/asset/6/FW-OpenGraph_2x.jpg","https://www.fergusonwellman.com/system/uploads/fae/image/asset/6/xs_FW-OpenGraph_2x.jpg","https://www.fergusonwellman.com/system/uploads/fae/image/asset/6/sm_FW-OpenGraph_2x.jpg","https://www.fergusonwellman.com/system/uploads/fae/image/asset/6/md_FW-OpenGraph_2x.jpg","https://www.fergusonwellman.com/system/uploads/fae/image/asset/6/lg_FW-OpenGraph_2x.jpg","https://www.fergusonwellman.com/system/uploads/fae/image/asset/6/xl_FW-OpenGraph_2x.jpg","https://www.fergusonwellman.com/system/uploads/fae/image/asset/6/xxl_FW-OpenGraph_2x.jpg",1200,630,1783541841137]